Ders Adı Kodu Yarıyıl T+U Saat Kredi AKTS
Rısk Management In Islamıc Fınance IEF 623 0 3 + 0 3 6
Ön Koşul Dersleri
Önerilen Seçmeli Dersler

1. Principles of Islamic Finance

2. Islamic Commercial Law (Fiqh al-Muʿāmalāt), including sale and partnership contracts

 

Dersin Dili İngilizce
Dersin Seviyesi Doktora
Dersin Türü Seçmeli
Dersin Koordinatörü Dr.Öğr.Üyesi MOHAMED ZAKARIA FODOL
Dersi Verenler Dr.Öğr.Üyesi MOHAMED ZAKARIA FODOL,
Dersin Yardımcıları
Dersin Kategorisi Diğer
Dersin Amacı

The course aims to enable doctoral students to:

  1. Critically analyse the nature, sources, and transmission of financial risk in Islamic financial institutions.
  2. Evaluate and integrate conventional risk-management analytics with Shariah-based contractual and governance constraints.
  3. Assess the effectiveness and limitations of key risk-mitigation tools, including diversification, hedging, capital buffers, and reserves, within Islamic finance.
  4. Examine the linkages between risk management, institutional governance, and financial stability in Islamic financial systems.
  5. Design and defend doctoral-level research proposals and collaborative research papers that contribute original insights to the academic literature.
Dersin İçeriği

Risk management constitutes a core pillar of modern financial intermediation and is equally central to Islamic financial institutions (IFIs). While Islamic finance shares the same fundamental risk-management logic, analytics, and governance challenges as conventional finance, it introduces additional layers of contractual structure, asset-based financing, risk-sharing principles, and Shariah governance.

This doctoral-level course provides a systematic, research-oriented examination of risk management in Islamic financial institutions, integrating universal risk-management frameworks with the institutional, contractual, and ethical foundations of Islamic finance. The course is designed for students from diverse academic backgrounds and therefore progresses from foundational concepts to advanced analytical and research applications.

Kalkınma Amaçları
# Ders Öğrenme Çıktıları Öğretim Yöntemleri Ölçme Yöntemleri
Hafta Ders Konuları Ön Hazırlık
1 Risk, Uncertainty, and Legitimacy in Islamic Finance
2 Probability, Speculation, and Gharar in Financial Decision-Making
3 Risk Categories, Typologies, and the Risk Universe
4 The Risk Management Process: Purpose, Governance, and Control
5 Market Risk in Islamic Financial Institutions
6 Credit Risk and Counterparty Exposure
7 Liquidity Risk, Funding Constraints, and Balance-Sheet Discipline
8 Mid-Term Assessment (Take-Home / Research Project)
9 Model Risk, Measurement Limits, and Accountability
10 Risk Transfer, Hedging, and Their Shariah Legitimacy
11 Risk Sharing as the Ethical Architecture of Islamic Finance
12 Financial Engineering, Asset-Backing, and Transparency of Loss
13 Risk Management in Islamic Financial Institutions
14 Risk Management in Takaful, Islamic Investment Funds, and ISFIs
Kaynaklar
Ders Notu
Ders Kaynakları

Required Readings

These works constitute the core intellectual backbone of the course and are expected to be read closely by all students.

Al-Amine, M. A. (2015). Risk management in Islamic finance: An analysis of derivatives instruments in commodity markets. Leiden: Brill.

Al-Suwailem, S. (2006). Hedging in Islamic finance. Jeddah, Saudi Arabia: Islamic Research and Training Institute, Islamic Development Bank.

Basel Committee on Banking Supervision. (2013). Basel III: The liquidity coverage ratio and liquidity risk monitoring tools. Bank for International Settlements. https://www.bis.org/publ/bcbs238.htm

El-Gamal, M. A. (2006). Islamic finance: Law, economics, and practice. Cambridge: Cambridge University Press.

Hull, J. C. (2018). Risk management and financial institutions (5th ed.). Hoboken, NJ: Wiley.

Islamic Financial Services Board. (2005). Guiding principles of risk management for institutions (other than insurance institutions) offering only Islamic financial services (IFSB-1). Kuala Lumpur: IFSB. https://www.ifsb.org/standard/ifsb1

Recommended Readings

These sources provide theoretical depth, regulatory context, empirical evidence, and advanced applications, and are to be used for assignments, OSA activities, and research projects.

Accounting and Auditing Organization for Islamic Financial Institutions. (2015). AAOIFI accounting standards. Manama: AAOIFI.

Accounting and Auditing Organization for Islamic Financial Institutions. (2015). AAOIFI governance standards. Manama: AAOIFI.

Accounting and Auditing Organization for Islamic Financial Institutions. (2017). AAOIFI Shariah standards. Manama: AAOIFI.

Alisa Ahmad, A., Ahmad, A. A., & Halim, M. A. A. (2014). The concept of hedging in Islamic financial transactions. Asian Social Science, 10(8).

Basel Committee on Banking Supervision. (2011). Principles for the sound management of operational risk. Bank for International Settlements. https://www.bis.org/publ/bcbs195.htm

Beck, T., Demirgüç-Kunt, A., & Merrouche, O. (2013). Islamic vs. conventional banking: Business model, efficiency and stability. Journal of Banking & Finance, 37(2), 433–447. https://doi.org/10.1016/j.jbankfin.2012.09.016

COMCEC Coordination Office. (2019). Risk management in Islamic financial institutions. Ankara: COMCEC.

COSO. (2017). Enterprise risk management—Integrating with strategy and performance. Committee of Sponsoring Organizations of the Treadway Commission.

Islamic Financial Services Board. (2009). Guiding principles on Shariah governance systems for institutions offering Islamic financial services (IFSB-10). Kuala Lumpur: IFSB.

Islamic Financial Services Board. (2012). Guiding principles on liquidity risk management for institutions offering Islamic financial services (IFSB-12). Kuala Lumpur: IFSB.

Islamic Financial Services Board. (2014). Revised capital adequacy standard for institutions offering Islamic financial services (IFSB-15). Kuala Lumpur: IFSB.

Islamic Financial Services Board. (2018). Guidance note on hedging. Kuala Lumpur: IFSB.

International Islamic Financial Market & International Swaps and Derivatives Association. (2010). Tahawwut (hedging) master agreement. Manama & New York: IIFM–ISDA.

Jorion, P. (2007). Value at risk: The new benchmark for managing financial risk (3rd ed.). New York: McGraw-Hill.

Knight, F. H. (1921). Risk, uncertainty, and profit. Boston: Houghton Mifflin.

Laldin, M. A., & Furqani, H. (2013). Developing Islamic finance in the framework of Maqasid al-Shariah. International Journal of Islamic and Middle Eastern Finance and Management, 6(4), 278–289. https://doi.org/10.1108/IMEFM-05-2013-0057

Markowitz, H. (1952). Portfolio selection. The Journal of Finance, 7(1), 77–91. https://doi.org/10.1111/j.1540-6261.1952.tb01525.x

Sıra Program Çıktıları Katkı Düzeyi
1 2 3 4 5
1 İslam ahlak anlayışı hakkında akademik düzeyde bilgi sahibi olma
2 İslam hukukunun temel kavramları ve metodolojisi hakkında yeterli düzeyde bilgi sahibi olma
3 İslam muamelat hukuku hakkında yeterli düzeyde bilgi sahibi olma
4 Ekonomi ve finans bilimi hakkında yeterli düzeyde bilgi ve beceri sahibi olma X
5 Ekonomi ve finans alanında global düzlemdeki mevcut işleyişi bilme ve güncel gelişmeleri takip edebilme
6 Temel İslam bilimleri ile ekonomi-finans bilimleri arasında disiplinlerarası akademik çalışmalar yapabilme X
7 Finansal sistemde İslami ilkelere uygun özgün mekanizma ve ürünler geliştirebilme X
8 Ekonomi ve finans alanındaki yeni gelişmeleri, İslam ahlak anlayışı ve hukuku perspektifinden açıklama ve yorumlama
9 Görev aldığı alanlarda ve ekonomik-ticari faaliyetlerde etik kurallara uygun davranma
10 En az bir yabancı dilde akademik eser verebilme X
11 Kurumların tüm paydaşlarının hakkını ve yararını gözeten bir anlayışa sahip olma
12 Gerekli bilgi teknolojilerini kullanma becerisine sahip olma
# Ders Öğrenme Çıktılarının Program Çıktılarına Katkısı PÇ 1 PÇ 2 PÇ 3 PÇ 4 PÇ 5 PÇ 6 PÇ 7 PÇ 8 PÇ 9 PÇ 10 PÇ 11 PÇ 12
Değerlendirme Sistemi
Yarıyıl Çalışmaları Katkı Oranı
1. Ödev 60
1. Performans Görevi (Seminer) 40
Toplam 100
1. Final 50
1. Yıl İçinin Başarıya 50
Toplam 100
AKTS - İş Yükü Etkinlik Sayı Süre (Saat) Toplam İş Yükü (Saat)